The regulator found firm employees were using unapproved texting apps for business and failing to archive the communications. It follows earlier settlements made with large firms like Bank of America, Morgan Stanley, LPL and Raymond James.
From AI-powered tech giants investing in modular nuclear reactors to the evolving dynamics of crude oil, natural gas, and renewables, the energy landscape is shifting rapidly—discover key trends and investment strategies for 2025 and beyond.
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