Wealth Management
 
WealthManagment.com Daily Memo
Wealth Management Daily Memo

NOVEMBER 04, 2024



SEC: Firm Used Athlete Endorsements Without Disclosing Payment
The commission settled charges that Wahed Invest violated the ad rule when including a pro soccer player and MMA athletes in marketing without clarifying that they weren’t clients and were compensated.
Read More >

      Advertisement

Building the $50 Million Team

The core four-person advisor support network.

Read More >

Fastchat Video
A Supportive Culture for Diverse Advisors
At Wells Fargo Advisors, we believe supporting diverse advisors starts with a culture of actively engaging with them throughout their journeys.
Watch Now >

ETF Sponsors Bet Big on Mega-Cap Strategies

A number of new ETFs launched in October focused on large cap stocks.

Read More >

      Advertisement

SEC: Firm Used Athlete Endorsements Without Disclosing Payment

The commission settled charges that Wahed Invest violated the ad rule when including a pro soccer player and MMA athletes in marketing without clarifying that they weren’t clients and were compensated.

Read More >

WEBINAR
Building a Future-Proof Wealth Management Firm | Elevating Your Firm’s Services with Alternatives
Don’t miss this chance to discover how integrated technology can help you build a more scalable, efficient, and profitable advisory practice while meeting the growing demand for alternative investments.
Register Now >