WealthManagment.com Daily Memo
 
Wealth Management Daily Memo

MARCH 29, 2023

REGULATION AND COMPLIANCE

SEC Freezes Assets of Former Advisor Charged With Stealing $4M From Client

The Department of Justice also charged Surage Roshan Perera of wire fraud, investment advisor fraud and money laundering, for allegedly defrauding an unnamed investor.  

FULL ARTICLE

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ESTATE PLANNING

Norman Rockwell Art at Center of Family Feud

Who owns several of the artist’s sketches that were on display, until recently, at the White House?

FULL ARTICLE

SPONSORED CONTENT

Non-Traded REITs: A New Liquidity Lifeline

Investors can trade assets like BREIT in the LODAS marketplace.

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401KTV

401(k) Real Talk Episode 53: March 29, 2023

Open, honest and candid discussions about the latest news in the RPA industry.

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HIGH NET WORTH

Credit Suisse Accused of Aiding More Tax Evasion During Broader Tumult

The US Senate Finance Committee issued a report, citing “what may be an ongoing criminal tax conspiracy” involving almost $100 million in secret offshore accounts.

FULL ARTICLE

WHITE PAPER

100 Ideas To Kickstart Sustainable Growth

Learn how to win prospects faster, drive a personalized client experience at scale, attract and retain the best talent, increase firmwide efficiency, and turn compliance into an opportunity.

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