WM Morning Memo
 
Wealth Management Daily Memo

MARCH 21, 2025

REGULATION & COMPLIANCE

SEC Marketing Rule Guidance Lightens Burden on Investment Performance Advertising

The Trump administration’s SEC amends the guidance on the marketing rule to ease requirements for how RIAs advertise extracted investment performance to potential clients.

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WEALTHTECH

Flourish Acquiring Sora Finance

The addition will add mortgage and liability capabilities to the wealthtech platform.

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WHITE PAPER
The Great Wealth Transfer, “Peak 65,” is Here
3 Critical strategies to help advisors turn heirs into clients.
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HIGH NET WORTH

Celebrities and Wealth Series: Q&A with PGA Tour’s Wyndham Clark

The 2023 US Open Champion opens up about his experiences with money.

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PODCAST

Diamond Podcast for Financial Advisors: 2024 Advisor Transition Report

Key findings and post-publication insights from the annual state of the industry report on advisor movement, transition deals and more.

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WEBINAR
How to Make Financial Literacy Your Most Powerful Marketing Tool
Join us on April 10th to discover how financial literacy can help you build trust, personalize content, and engage clients across generations for long-term growth.
Register Now >