Wealth Management Daily Memo

OCTOBER 24, 2017

INDUSTRY

SEC Nominees Field Questions On FINRA

Michael Thrasher

Robert Jackson Jr., one of the nominees to SEC commissioner, told a senate committee the SEC should take a “prominent oversight role” over the SRO.

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CLIENT RELATIONS

John Ruhlin on Strategic Gifting 101 for Financial Advisors

Brad Johnson

In this Elite Advisor Blueprint podcast, we cover three gifting mistakes you might be making and how to fix them.

SPONSORED CONTENT

What is the expected course of equity returns?

Sponsored by Envestnet

Equity returns have reached more than 10% in recent years. Can investors expect to see such high levels again in the long-term?

REAL ESTATE

The 10 Highest Paid REIT CEOs

Mary Diduch

S&P Global Market Intelligence provided compensation information for the chief executives of U.S.-based public REITs from 2014 to 2016.