WealthManagment.com Daily Memo
Wealth Management Daily Memo

OCTOBER 21, 2020

REGULATION AND COMPLIANCE

SEC Obtains Judgment on Advisor Who Defrauded Israeli-American Investors

The SEC claimed Motty Mizrahi defrauded clients of more than $3 million over a number of years. Mizrahi and his brother also face criminal charges of wire fraud for the alleged scheme.

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REAL ESTATE

The CRE Sector Discovers the Benefits of SPACs

Some investors are raising capital for so-called "blank check" companies to snatch up emerging opportunities they see in the marketplace.

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SPONSORED CONTENT

Creating a Business Continuity Plan

Never would we have thought a pandemic would sweep the globe, changing our lives and how we do business. Were you prepared with a business continuity plan?

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EQUITIES

Stock Pickers Are Getting an Edge Over Passive by Short Selling

Old-school stock pickers can still get a leg up on index funds.

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WEALTHIES CIRCLE PODCAST

Advanced Technology for Advisors with Practifi

Practifi Co-Founder & Chief Commercial Officer Adrian Johnstone talks about his company’s technological customer relationship management approach and the advanced platform-building experience.

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Wealthies Circle Spotlight

SEC Compliance Guide

Laserfiche Vault Compliance Guide offers a detailed look at the features and tools needed to support compliance with SEC 17a-4.

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VISIT THE WEALTHIES CIRCLE