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Wealth Management Daily Memo

NOVEMBER 8, 2018

REGULATION AND COMPLIANCE

SEC Report: Investors Like Form CRS But Don't Understand It

Diana Britton

A new SEC report tests the usability of Reg BI's Form CRS. But some say it points to investor confusion and doesn't test actual comprehension of the document.

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INDUSTRY

Wells Fargo Is Said to Weigh Sale of Retirement-Plan Unit

Matthew Monks and Hannah Levitt

Wells Fargo has been unloading businesses this year in the wake of a string of consumer scandals.

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MARKETING

Five Smart Investments You Can Make In Your Business

Stephen Boswell and Kevin Nichols

The more time and money you invest in your business (if invested in the right marketing activities), the more business you will bring in.

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