Morning Memo
Wealth Management Morning Memo

NOVEMBER 15, 2021

SEC: RIAs Often Mischarge Clients

A new alert from the commission’s Division of Examinations found that many RIAs are miscalculating fees and often overcharging clients, risking enforcement actions.

FULL ARTICLE

Industry

Exclusive: $700M Morgan Stanley Team Goes Independent With Sanctuary

The four-advisor team will create Famiglia Wealth in Bloomfield Hills, Mich., Sanctuary’s first Michigan partner and fifth ex-Morgan Stanley team to join this year.

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SPONSORED CONTENT

The Home Stretch: 7-Step Retirement Checklist

Seven things to do in the decade before retirement.

GET THE CHECKLIST

Technology

Smarsh Launches Latest Generation of Its Communications Intelligence Platform

The firm also announced two new acquisitions in recent weeks.

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FASTCHAT VIDEO

Why Income Investors Should Consider Energy Infrastructure

Learn how the energy infrastructure space has evolved in recent years—and why income investors should be reconsidering the space in a low yield environment.

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High Net Worth

Operation Hidden Treasure: The IRS vs. Crypto

A timeline of the last seven years of IRS policies, statements and actions on virtual currency.

FULL ARTICLE

SPONSORED WEBINAR

Federal Reserve Monetary Policy & Equity Market Returns

Join on Wednesday, Nov. 17th as expert presenters discuss key stock ratios connecting Fed monetary environments and drivers of equity returns, and analyze the active yet rules-based Invest with the Fed index methodology.

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