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Wealth Management Daily Memo

SEPTEMBER 19, 2018

REGULATION AND COMPLIANCE

Reg BI Disclosure Does Not Pass Readability Test, Says Financial Marketing Consultant

Diana Britton

The SEC’s proposed document required for its "best interest" rule is written at a "14th grade level," according to a new analysis performed by an English professor and marketing consultant, and uses jargon unfamiliar to most.

FULL ARTICLE

RETIREMENT PLANNING

How Advisors Can Help Small Businesses Navigate Trump's MEP Changes

Tim Slavin

Broadridge Financial's Tim Slavin sees advisors playing a key role in helping small employers see the value in MEPs.

FULL ARTICLE

SPONSORED CONTENT

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CLIENT RELATIONS

How to Talk to Clients About Money and Marriage

Michael Rousseau

Talking to clients about their personal relationships may be awkward, but they’re essential conversations to have for effective financial planning.

FULL ARTICLE

SPONSORED CONTENT

The RIA Roadmap: Your Essential Guide to Making the Transition

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