Wealth Management Daily Memo

MAY 24, 2019

REGULATION AND COMPLIANCE

SEC's Regulation Best Interest Goes to a Vote on June 5

Diana Britton

The SEC is expected to finalize the industry's long-awaited standard of conduct for brokers and advisors in less than two weeks.

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TECHNOLOGY

Do Or Do Not, There Is No Try (With Third-Party Data Security Features)

Samuel Steinberger

Actually implementing security features is far different than just having the ability to do so, says the SEC.

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HIGH NET WORTH

That Made an Impression: Christie's Impressionist and Modern Art Auction Nets Nearly $400 Million

WealthManagement.com Staff

The Impressionist and Modern Art Evening Sale on May 13 featured works by Picasso, Monet, van Gogh, Cézanne, Degas and more.

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Experts give their perspective on the tax-free bond market.

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