The custodian has relationships with 7,500 registered investment advisors, 4,500 of which have under $100 million in client assets. What's changing, he said, is a move toward specialization based on needs, not assets.
FINRA slapped the firm, valued at $7.6 billion as recently as July, with a $1.25 million fine for failing to meet the requirements of the regulator's Best Execution rule.
Taking the time to be clear on your goals and fully understand your options will help eliminate the misperceptions and allow you to focus on the potential that lies ahead.
Some shareholders of Ladenburg stock argue that the firm failed to disclose material financial projections and that the Advisor Group deal undervalues their shares.
The markets research team at Ycharts put together this easily digestible list, ten charts that reflect the market and the economy over the past ten years.
