Morning Memo
 
Wealth Management Morning Memo

APRIL 15, 2024

SEC Fines 5 More Firms For Ad Rule Violations

The firms will collectively pay $200,000 to settle the charges, which focused primarily on their use of hypothetical performance.

FULL ARTICLE

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What's in My WealthStack?

Merit Financial Advisors: Using Technology To Fuel Growth

JP Pattinson, wealth manager, vice president of technology and partner at Merit Financial Advisors, has helped shape the rapid expansion of the $10-billion-AUM firm through technology.

FULL ARTICLE

SPONSORED CONTENT

How Have Elections Moved Markets?

The Guide to investing in an election year has the answers.

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Regulatory

Navigating the Regulatory Tsunami for RIAs

Compliance isn’t rocket science, but it comes at a cost—both in terms of time and money.

FULL ARTICLE

FASTCHAT VIDEO

Unlocking Advisor Loyalty

Mike Baker shares United Planners' innovative approach to client services, leveraging cutting-edge technology and personalized solutions tailored to individual needs.

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Marketing

How Financial Advisors Can Optimize Their Email Newsletters

Keep them clear and concise.

FULL ARTICLE

Podcasts

The WealthStack Podcast: Crypto’s Journey to the Mainstream With Adam Blumberg

Interaxis' Adam Blumberg shares how cryptocurrencies evolved as trillion-dollar disruptors.

FULL ARTICLE

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