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Wealth Management Daily Memo

AUGUST 6, 2020

REGULATION AND COMPLIANCE

Senate Committee Approves SEC Nominees Crenshaw, Peirce

Patrick Donachie

The SEC nominations for Caroline Crenshaw and current Commissioner Hester Peirce will now go to a full Senate vote, not yet scheduled. Crenshaw seeks to fill the seat vacated by Robert Jackson Jr.

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TECHNOLOGY

Apex Clearing Names Longtime Morningstar Exec Tricia Rothschild President

Samuel Steinberger

The Morningstar veteran is joined by Tom Valverde, appointed to a newly-created role at Apex.

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SPONSORED CONTENT

Passive Solutions Designed By Active Portfolio Managers

Sponsored by Columbia Threadneedle Investments

What’s behind your ETFs?

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FIXED INCOME

Have Bonds Broken to the Up Side?

Brad Zigler

The TLT fund’s pattern seems to say ‘yes.’

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SPONSORED CONTENT

Discovering the Hybrid RIA Model

Sponsored by Schwab Advisor Services

For advisors wishing to maintain both a brokerage and advisory business, the hybrid RIA model may be an ideal path forward.

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