Morning Memo
 
Wealth Management Morning Memo

DECEMBER 2, 2022

REGULATION AND COMPLIANCE

SIFMA Head Sees 'Urgent Role' For Regulators In Crypto Oversight

CEO Ken Bentsen’s comments came during the organization’s “state of the industry” presentation, with FTX’s recent collapse underscoring the need for stronger supervision of the space.

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RIA NEWS

tru Independence Passes $1B in New Assets in 2022

Invenio Wealth Partners in Florida, with $250 million in assets, expands tru Independence's presence in the Southeast.

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WMIQ RESEARCH

The RIA Edge Study 2022 : Chapter 3 - Current M&A Activity

Survey respondents continue to be optimistic about the changing value of their firms over the last 12 months, sentiment is slightly less bullish than it was earlier in the year.

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CLIENT RELATIONS

Texts for Holiday Cards to Grieving Clients

The holidays are not always "happy" for all clients.

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MINDY DIAMOND ON INDEPENDENCE

How an Ex-Merrill Advisor Found Autonomy, Abundance in Independence

Jerry Davidse discusses his transition from Merrill to building RIA firm Presilium Private Wealth with partner Brook Hart.

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RESOURCE CENTER

165 Bright Ideas

Top producers share their best building business ideas from client events to marketing concepts to practice management.

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