Morning Memo
 
Wealth Management Morning Memo

JULY 6, 2024

REGULATION AND COMPLIANCE

Supreme Court Decision Weakening SEC Could Boost Settlements, State Regulators’ Roles

Last week, the Court ruled that the commission’s use of in-house administrative law judges violated the Constitution’s guarantee of a jury trial in certain cases. That may change the landscape for financial advisors defending themselves against SEC charges and civil penalties.

FULL ARTICLE

ALTERNATIVE INVESTMENTS

Family Offices Seek Alpha in Mega Trends

Family offices can be strong predictors of future trends because of their uniquely long-term outlook.

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WHITE PAPER

Take Your Practice to the Next Level

Advisors, Ready to Access Insights for Growing Your Practice?

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RIA NEWS

Kovitz to Buy $2.6B Focus Firm Relative Value Partners Group

The deal is the latest example of Focus Financial’s consolidation efforts and will bring Kovitz to more than $24 billion in client assets.

FULL ARTICLE

RIA NEWS

$10B Good Life Opens Orlando Headquarters

The new location will be opened by the end of this year, and will house Good Life Founder and CEO Conor Delaney.

FULL ARTICLE

ESTATE PLANNING

Tony Bennett’s Children Embroiled in Lawsuit Over His Estate

His two daughters accuse their brother of mishandling their late father’s assets

FULL ARTICLE

ALTERNATIVE INVESTMENTS

Q&A: How Cliffwater Overcame the Hurdles to RIAs Investing in Private Credit

The alternative investment manager was among the first to launch an interval fund in 2019, with a focus on private credit.

FULL ARTICLE

INDUSTRY

LPL Adds $200M Father/Daughter Team From Edward Jones

Dan and Olivia Countiss have launched their new practice, Countiss Wealth Management, and join from Edward Jones.

FULL ARTICLE

RPA

The Future of 401(k) Managed Accounts

It may determine the fate of retirement income as a whole.

FULL ARTICLE

RIA NEWS

2050 Wealth Partners Co-Founders Split, Launch Own RIAs

Rianka Dorsainvil has launched YGC Wealth, while Lazetta Braxton has moved on to The Real Wealth Coterie.

FULL ARTICLE

ALTERNATIVE INVESTMENTS

Fiscal Policy and the Post-Covid Boom

The U.S. has a major spending problem which neither political party seems willing to address.

FULL ARTICLE

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