WM Morning Memo
 
Wealth Management Daily Memo

MARCH 17, 2025

REGULATION & COMPLIANCE

Supreme Court Denies Alpine’s Attempt to Pause FINRA Enforcement

Last month, Alpine Securities petitioned the Supreme Court to hear its ongoing lawsuit challenging the self-regulatory organization’s constitutionality in a case that could impact the industry.

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RIA NEWS

Former Schwab Exec Launches RIA Platform Linked to PE Firm

Chris Miller’s work restructuring financial services teams at Schwab and AIG inspired him to launch EliteGate Wealth alongside a sister private equity startup.

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WHITE PAPER
The Ultimate 2025 Breakaway Guide
Going independent is a tough road, but when successful, advisors unlock freedom to do better—for themselves and for their clients.
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RIA NEWS
Integrated Partners Continues Acquisition Push With $331M Prout Financial
The Traverse City, Mich-based advisors will join Integrated while continuing to host their weekly local radio show on financial literacy.
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COMMENTARY

Some Basic Cybersecurity Could Have Prevented This Hack

Before working with me, a new client lost $325,000 in a preventable hack. Here is how it happened.

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