WealthManagment.com Daily Memo
Wealth Management Daily Memo

NOVEMBER 22, 2017

EDITOR'S NOTE: The Daily Memo is going on hiatus for the Thanksgiving holiday. It will return on Monday, November 27, 2017. If you'd like to stay up to date with WealthManagement.com, please subscribe to the Morning Memo.

Thanks, and Happy Thanksgiving!

REGULATION AND COMPLIANCE

Surprise! The SEC Is Here! Are You Prepared?

How RIAs should handle the SEC’s unannounced examinations.

FULL ARTICLE

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ETFS

The Incredible Shrinking Yield Curve

Flattening may fatten investors’ wallets with this ETF.

FULL ARTICLE

SPONSORED CONTENT

Six Ratios For Benchmarking Your Practice

Discover six ratios that will offer deeper and more valuable insights into where you stand and help you maximize your performance.

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CLIENT RELATIONS

How to Gift Like a Pro this Holiday Season

A little extra effort goes a long way.

FULL ARTICLE