WealthManagment.com Daily Memo
Wealth Management Daily Memo

OCTOBER 26, 2017

PEOPLE

Regulatory Chief Susan Axelrod Leaving FINRA

The longtime regulatory stalwart wants to pursue opportunities in the private sector.

FULL ARTICLE

ETFS

NOT The Only Thing To Fear

Look beyond the “fear gauge.”

FULL ARTICLE

SPONSORED CONTENT

Two reasons active management may be coming back into favor

With changing economic and market conditions, the time may be right for actively managed U.S. large-cap funds to take the lead.
 

DOWNLOAD WHITE PAPER

INDUSTRY

Raymond James Posts Record Revenue, Advisor Count

Investments in technology and a move to fee-based accounts lifted the firm's Private Client Group to record quarterly revenue and profits.

FULL ARTICLE