APRIL 10, 2021

INDUSTRY

Lazetta Rainey Braxton

The well-known financial literacy guru's controversial comments at a recent virtual conference highlight how the majority-centric baby boomer mindset for financial planning no longer works.

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INDUSTRY

FSI Launches Health Insurance Program for Advisors

Patrick Donachie

Head of Strategic Initiatives Chris Paulitz calls access to low-cost individualized plans 'the future of health care' for independent advisors.

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INDUSTRY

Goldman Sachs PFM Sheds Individual Clients

Samuel Steinberger

The former United Capital has lost about 8% of its individual clients even as it gained in the HNW segment and overall AUM.

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HIGH NET WORTH

Can We Bid Farewell to the SALT Cap?

Susan R. Lipp

House Speaker Nancy Pelosi signals her support.

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PEOPLE

Kingswood U.S. Names Michael Nessim CEO

Asia Martin

Nessim, president of Kingswood U.S. and CEO of Kingswood's SPAC, takes over the CEO duties of Derek Bruton, who has stepped down.

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REGULATION AND COMPLIANCE

North Carolina Advisor Who Used Investor Funds to Buy a Yacht, Jet Sentenced to More Than 11 Years for Fraud

Patrick Donachie

Anthony Wayne March will also have to pay more than $6 million in restitution after pleading guilty last August to one count of wire fraud.

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CAREERS

Five Ways to Avoid Being Terminated in a Hypervigilant Compliance World

Mindy Diamond

While the rules may not have changed, it appears the consequences have—and advisors are feeling more vulnerable than ever.

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HIGH NET WORTH

New Administration, New Changes: The Future of the 1031 Exchange

Paul Getty

The popular tax deferral technique is once again on the chopping block.

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REAL ESTATE

The CRE Industry is Playing Defense to Preserve 1031 Exchange Tax Benefits

Patricia Kirk

The 1031 tax code has been challenged by politicians many times over its 100-year history. That’s why CRE insiders believe it will survive again.

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HIGH NET WORTH

U.S. Appeals Court Rules Andy Warhol Foundation Violated Copyright

Diana Wierbicki and Dean R. Nicyper

The case has major implications for collectors and museums.

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