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Wealth Management Daily Memo

SEPTEMBER 29, 2020

REGULATION AND COMPLIANCE

Swedish National Faces SEC Charges for Defrauding Investors

Patrick Donachie

Roger Nils-Jonas Karlsson was extradited to the United States from Thailand last year by the Department of Justice and is accused of targeting thousands of investors with a phony investment offering.  

FULL ARTICLE

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EQUITIES

The Stock Market and the First Presidential Debate

Ryan Detrick

There isn’t much of a clue how stocks do after the first debate and which party might win.

FULL ARTICLE

SPONSORED CONTENT

The Case for Long/Short Equity Funds as Volatility Rises

Sponsored by John Hancock Investment Management

Learn why long/short equity strategies are in focus now.

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ETFS

Alpha in the Alternative ETF Space

Brad Zigler

Four alt funds outperformed in September.

FULL ARTICLE

PEOPLE

Goldman Shakes Up Units in Fresh Push to Win Over Investors

Sridhar Natarajan

Goldman Sachs has created a new consumer and wealth management division co-led by Stephanie Cohen.

FULL ARTICLE

SPONSORED CONTENT

Discover the Difference Responsible Investing Makes

Sponsored by Calvert Research and Management

Impact should be material and measurable.

FULL ARTICLE

Wealthies Circle Spotlight

A Refreshing Approach

Contributed by PEAK Reps

An open-minded approach to Compliance can lift your marketing efforts!

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