Morning Memo
Wealth Management Morning Memo

NOVEMBER 30, 2020

HIGH NET WORTH

Ten of the Most Expensive Celebrity Divorces

Even the world’s richest aren’t protected when poor planning is in place.

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SPONSORED CONTENT

The Window Is Closing for Donors to CARE

Help clients maximize the new deduction limit before some provisions expire at year-end.  

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SPONSORED CONTENT

The Uncertainty of Social Security

Cloudy Social Security future drives financial planning emphasis.

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HIGH NET WORTH

Vaynerchuk on Rich Stakes Investing for Pro Athletes

"The most likely outcome is that it's all going to go to zero."

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EXCLUSIVE RESEARCH

The Role of Social Media Campaigns in Referral Programs

When acquiring new prospects, social media strategies provide necessary support.

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Wealthies Circle Spotlight

9 Key Questions to Ask an ETF Provider

Access 9 key questions to ask your ETF provider to help with the success of your clients investments.

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The Daily Brief

PEOPLE

CFP Board Puts Advisor in the Penalty Box

The CFP Board has suspended financial advisor Timothy Hanna's right to use its CFP certification marks pending further investigation and possible disciplinary hearings.

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REGULATION AND COMPLIANCE

Advisor Craig Rumbaugh Settles with SEC for $1M

Advisor Craig Rumbaugh misled his clients into investments that turned out to be a Ponzi scheme, and failed to disclose his commissions.

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SPONSORED WEBINAR

How Advisory Firms Can Thrive During Difficult Conditions

What's the biggest driver of success during these uncertain times? In this webinar on December 2nd, you'll learn how to leverage technology to deliver better digital client experiences, streamline and scale your operations, and build an efficient and agile firm.

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REGULATION AND COMPLIANCE

Alabama, Rhode Island Consider 'Best Interest' Rule for Annuities

The states are the two latest to create their own regulations based off the model passed by the National Association of Insurance Commissioners earlier this year.

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