Wealth Management Morning Memo

SEPTEMBER 12, 2018

HIGH NET WORTH

Ten Questions to Help Families Navigate The Great Wealth Transfer

Philip T. Tobin

Family philanthropy can offer a valuable compass.

MUTUAL FUNDS

An Analytic Upgrade for Stable Value Funds

Ed McCarthy

A lack of readily available and easy-to-use data sources has kept some advisors away.

SPONSORED CONTENT

The Role of Gold in Investment Portfolios

Sponsored by Flexible Plan

What role should gold play in modern portfolio diversification?

DOWNLOAD WHITE PAPER

EQUITIES

A Decade After Lehman Collapse, Investors Still Shun Bank Stocks

Lu Wang and Felice Maranz

Down 8 percent from their 2007 peak, financial stocks are the only major group in the S&P 500 Index that has yet to fully recover from the bear market.

SPONSORED CONTENT

3Q '18 Investment Outlook: Growth Scare Offers Opportunity

Sponsored by VanEck

We believe the global growth scare in Q2 was overdone.

The Daily Brief

REGULATION AND COMPLIANCE

FINRA Files First Crypto Complaint

Samuel Steinberger

The industry regulator's complaint accuses a broker of securities fraud connected to his cryptocurrency "HempCoin."

PEOPLE

Former IBD CEO Larry Roth Launches Strategic Consultancy

Diana Britton

Roth's new firm will provide growth consulting, governance expertise and mergers and acquisitions advisory services to wealth management firms.

TECHNOLOGY

'ICO Superstore' Settles With SEC

Samuel Steinberger

A Michigan-based crypto firm wasn't listed as a broker-dealer, in violation of securities regulations, said the SEC.

READ MORE OF THE DAILY BRIEF