Technology for registered investment advisors has come a long way, but it's still giving them headaches, according to a recent survey of 227 RIAs by Trust Company for America and TechValidate. ...
Fleming Continues to Build Out His Talent Bench Greg Fleming, former head of Morgan Stanley’s wealth management business, continues to attract top talent to Rockefeller Capital Management, his new venture, formed through the acquisition of Rockefeller & Co. Fleming poached Michael Brakey from Morgan Stanley, where he was a managing director and head of high-net-worth lending, to serve as head of credit and banking in the wealth management business. Grace Yoon, former senior executive in financial services advisory at Ernst & Young, has joined as chief operating officer of strategy advisory as well as head of strategic initiatives for the firm. ...
