| | | | | California and Arizona are big winners; Florida, not so much. Read More > |
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| | | A look at the asset managers who have raised the most capital for interval funds and tender offer funds this year. Read More > |
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| Powerful Giving Sponsored by Silicon Valley Community Foundation Community foundations are an excellent resource for estate attorneys seeking to develop customized charitable giving strategies for their clients. Learn More > |
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| | | HudsonPoint Capital, a Jersey City, N.J.-based firm, joins from B. Riley Wealth Management, which is to be sold to Stifel Financial. Read More > |
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| | | According to the commission, James David Burleson’s scheme caused over $3 million in losses for his clients and a 26.5% positive return for himself. The SEC argues the probability that divergence occurred by chance was “less than one in a million.” Read More > |
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| | | Small-cap stocks are a sector that has rallied in the weeks since the presidential election. Here is how the top 20 largest small-cap ETFs have performed in the past month. Read More > |
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| | | The deals with Southeast Financial Group, Radiance Private Wealth and Silvertree Retirement Planning are part of the Summit Growth Partners initiative and bring it to 16 strategic investments this year. Read More > |
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| | | Jonathan Robbins will join the $8.2 billion firm as general counsel and chief compliance officer, while Michael Mignosi will become the firm’s new director of organic growth. Read More > |
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| | | Brendan Krebs will lead PNC Investments' Wealth Advisor team, reporting to President and CEO Richard Guerrini and helping build out the firm’s increasing focus on mass affluent clients. Read More > |
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| | | The major technology provider to RIAs and IBDs has been delisted, and the search for a new permanent CEO is ongoing. Read More > |
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