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Fraudsters beware, says the Securities and Exchange Commission in its latest investor-focused public service announcement. In an effort to crack down on the likelihood of Main Street investors turning over their life savings to unregistered investment professionals, the SEC is running snappy social media-friendly videos encouraging due diligence with a visit to Investor.gov. ...
Paychex Adds Features To Simplify Managing Plan Investments
Paychex, which provides 401(k) recordkeeping services, said it is adding several new features to its Advisor Console, the portal that plan advisors use to manage their books of business with Paychex. ...
NJ Advisor Pleads Guilty in $3.1 Million Fraud
A Farmingdale, N.J., financial advisor has pleaded guilty to defrauding his clients out of $3.1 million, according to the U.S. Attorney's office. Scott Newsholme, 43, pleaded guilty to wire fraud, aggravated identity theft and preparing fraudulent tax returns. ... |
