Morning Memo
Wealth Management Morning Memo

SEPTEMBER 7, 2021

TECHNOLOGY

The Evolution of Risk Evaluation

As risk evaluation becomes more deeply entrenched in wealth management, advisors face critical questions about economics and psychology.

FULL ARTICLE

REGULATION AND COMPLIANCE

SEC Cyber Violations a 'Guessing Game,' say Observers

The SEC argued these sanctioned firms failed to follow proper digital security policies, resulting in data breaches that exposed client information. But what is "reasonably designed" protection?

FULL ARTICLE

SPONSORED WEBINAR

Reimagining the Customer Experience in Wealth Management

On Sept. 9th, presenters will give a closer look at the digitization trends shaping the wealth management industry, and how technologies like e-signature increase efficiency and accelerate customer acquisition.

REGISTER NOW

HIGH NET WORTH

IRS Highlights Four Signs of Tax Identity Theft

What practitioners should do if they suspect a problem.

FULL ARTICLE

CAREERS

Wall Street Moving Slowly on Road to Recruit From Black Colleges

Big banks have put up billions to support racial equity, but inside their offices, progress is slow.

FULL ARTICLE