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A registered broker/dealer from East Setauket, N.Y., was charged by the SEC with fleecing elderly investors out of $8 million, the Long island Business News is reporting. Steven Pagartanis, owner of Omega Planning Associates, allegedly stole the money by claiming that he would invest clients' funds in a publicly traded or private land development company, promising guaranteed montly interest payments. ...
Founders Overseeing $1.8 Billion Leave CPA-Based Firm
They Started Roger Hewins and Martha Post have left Hewins Financial Advisors, the advisory firm they founded more than 15 years ago, to start their own fee-only wealth management business. ...
A Vanguard Mutual Fund Owns $47 Million In Cannabis Stocks
A recent SEC filing showed that Vanguard's Developed Market Index Fund, which includes four mutual funds and an exchange-traded fund, owns thousands of shares of three cannabis companies worth approximately $47 million, according to New Cannabis Ventures. ... |
