The combined firm, with 11,500 advisors and over $450 billion in assets, will be one of the largest independent brokerage firms, and may accelerate Advisor Group's efforts to roll out an RIA-only platform.
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The New Jersey Bureau of Securities revoked the registration of the firm, First Standard Financial, described as "a haven for greedy, dishonest agents who traded client accounts like sharks in a feeding frenzy".
