Morning Memo
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Wealth Management Morning Memo

APRIL 18, 2019

REGULATION AND COMPLIANCE

Op Ed: The SEC Needs to Keep a Decades-Old Promise to the Investing Public

Scott MacKillop

The brokerage industry loves Regulation Best Interest. Investors shouldn't.

FULL ARTICLE

RETIREMENT PLANNING

Open-MEP Opportunities for Financial Advisors

Tim Slavin

Three scenarios in which financial advisors might be the biggest winners if open MEPs become law.

FULL ARTICLE

INDUSTRY

Office Space: Inside the Workplaces of Seven RIAs

Sally Cates

From “Mad Men” to Warhol, these offices of RIAs in the Dynasty Financial network drew inspiration from a variety of places.

FULL ARTICLE

The Daily Brief

TECHNOLOGY

Vestwell Partners With Morningstar Investment Management

Samuel Steinberger

Vestwell had been looking for more asset management strategies for its platform.

FULL ARTICLE

REGULATION AND COMPLIANCE

Advisor Charged in Medical Marijuana Scheme

Dan Whateley

Investors allegedly lost $8 million in assets from a failed medical marijuana venture linked to a Massachusetts-based advisor.

FULL ARTICLE
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