APRIL 20, 2018

REGULATION AND COMPLIANCE

The SEC’s “Best Interest” Proposal Just Prolongs the Status Quo

Elliot Weissbluth

Establishing a fiduciary duty for financial advisors should not be this complicated, says Elliot Weissbluth, CEO of HighTower.

FULL ARTICLE

ALTERNATIVE INVESTMENTS

#MeToo Movement Gives Momentum to Gender Lens Investing

Diana Britton

A panel of asset managers and advisors say gender lens investing has gained traction in the last six months to a year due to the #MeToo movement.

FULL ARTICLE

REGULATION AND COMPLIANCE

Wells Fargo Fined $1 Billion Over Consumer-Business Missteps

Laura J. Keller

The fines, $500 million each to the Consumer Financial Protection Bureau and the Office of the Comptroller of the Currency, covers issues in Wells Fargo’s auto-lending and mortgage units.

FULL ARTICLE