Morning Memo
 
Wealth Management Morning Memo

MARCH 3, 2023

REAL ESTATE

The States With the Highest and Lowest Property Taxes

Depending on where your clients live, property taxes can be a small inconvenience or a major burden.

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REGULATION AND COMPLIANCE

SEC: Father, Son Team Lied About Being Fired, Impersonated Clients on Calls

The commission charged Kevin Kane and Sean Michael Kane for defrauding clients after they were fired from Waddell & Reed by telling them they left voluntarily.

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WMIQ EXCLUSIVE RESEARCH

New Research On The 2023 Wealth Management M&A Outlook

Discover the forces that are driving advisory firm M&A, the challenges the advisory businesses faces, and the importance of technology and human resources as factors shaping the delivery of advice.

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MINDY DIAMOND ON INDEPENDENCE

An Update on Advisor Movement in 2022

The 2022 Advisor Transition Report features the latest full year data on financial advisor movement, transition deals and transition case studies.

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ETFS

Jim Cramer ETFs Arrive to Bet On, Against Mad Money Host’s Picks

A pair of new products is launching Thursday that will help US investors bet either on or against the stock picks of the host of CNBC’s Mad Money show.

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