The Financial Industry Regulatory Authority ordered the brokerages to pay restitution to clients allegedly sold more expensive share classes in 529 college savings plans.

FULL ARTICLE

Sponsored by iCapital Network

Much of the economic growth today is taking place outside of the public markets.

FULL ARTICLE

WEALTHCASTS

Dead Celebrity Podcast: Liberace and Planning for LGBTQ Clients

David H. Lenok

Help LGBTQ clients protect themselves, their families and their assets.

LISTEN

HIGH NET WORTH

Trump to New York: I Love You, but You're Bringing Me Down

Anna Sulkin

The president has filed to change his domicile to Florida.

FULL ARTICLE

INDUSTRY

Top Schwab Figures Talk Zero Fees at IMPACT Conference

Patrick Donachie

Charles Schwab, Walt Bettinger and Bernie Clark all took part in the presentation, held at the start of the first full day of the annual conference in San Diego.

FULL ARTICLE

INDUSTRY

SEC Proposes Changes to Advertising and Solicitation Rules

Erick Bergquist

The SEC has proposed updates to the advertising and solicitation rules of the Investment Advisers Act.

FULL ARTICLE

PHILANTHROPY

Three Charitable Planning Opportunities Advisors Should Recognize

Karla Valas

Don’t overlook the charitable conversation.

FULL ARTICLE

HIGH NET WORTH

Single Family Offices – I Know It When I See It!

Joe Freeman

What defines a family office these days anyway?

FULL ARTICLE