WM Morning Memo
 
Wealth Management Daily Memo

NOVEMBER 27, 2024

ALTERNATIVE INVESTMENTS

The Top 20 Evergreen Investments Fundraisers in 2024

A look at the asset managers who have raised the most capital for interval funds and tender offer funds this year.

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INDUSTRY

FINRA Says It Can 'Address' Court's Demands in SEC Oversight Ruling

The regulator said the ruling in the case concerning Utah-based brokerage Alpine Securities won’t affect day-to-day operations. However, those closely watching the case believe it could challenge FINRA’s legal foundation.

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FASTCHAT VIDEO
Responding to Retiree Income Needs in Early Retirement
Explore new advance payout options available on SecurePay Protector benefit.
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TECHNOLOGY

Range Raises Another $28M In Effort to Replace Financial Advisors

The Virginia-based startup plans to use the new capital to pursue expansion plans, including platform development and adding engineers.

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PODCAST

RIA Edge Podcast: Turning Clients into Fans, and Designing Sustainable Growth, with Wealthstream Advisors’ Michael Goodman

Wealthstream's Michael Goodman describes his philosophy and approach behind managing a successful wealth advisory firm and serving clients with meaningful wealth and complex financial needs.

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FASTCHAT VIDEO
Investing in Diversity: Doing Well and Doing Good
Learn why choosing a firm that champions diversity and inclusion can help make change in the industry while growing your business.
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