Morning Memo
 
Wealth Management Morning Memo

MARCH 9, 2023

PEOPLE

Eight First Ladies in Finance

In honor of International Women’s Day and Women’s History Month, WealthManagement.com recognizes eight women who broke the glass ceiling in the male-dominated field of finance.

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REGULATION AND COMPLIANCE

FINRA Disciplinary Actions, Fines Dropped in 2022

Law firm Evershead Sutherland attributed the drop in fines to a massive penalty against Robinhood in 2021, and said they expected many Reg BI-related cases in the coming years.

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SPONSORED CONTENT

Morningstar’s Active/Passive Barometer

Unpack active vs. passive investing performance trends with our analysts.

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REAL ESTATE

Distressed and Opportunistic CRE Funds: Explained

What’s the difference between the two types of funds in terms of strategy, targeted returns and investment horizons.

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MUTUAL FUNDS

Actively Managed Funds Did Better Than Usual in 2022

In a down market, more mutual fund managers were able to beat cheaper passive options for investors.

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