Wealth Management Morning Memo

OCTOBER 31, 2018

PEOPLE

Thirteen Strange and Grisly Advisor Tales

WealthManagement.com Staff

What Halloween would be complete without murder, Hoodoo and, of course, Chechen hitmen.

REGULATION AND COMPLIANCE

SEC’s Extra Regs on RIAs Would Make It Harder to Go Independent

Diana Britton

The SEC is considering a few extra regulations on RIAs, which would make it harder for independents to do business, advocates argue.

SPONSORED CONTENT

Kings of the Castles

Sponsored by VanEck

Why moat, price, and process matter for stock selection.

WEALTHCASTS

Michael Kitces' #FASuccess Podcast: Stephanie Bogan's 7 Pillars of Building and Running an Advisory Firm

Michael Kitces

While most financial advisors are independent entrepreneurs, very little practice management in the industry actually teaches the real methods to build and run a business.

SPONSORED CONTENT

Building Trust in Wealth Management

Sponsored by Perficient

Key considerations for building trust with Millennials.

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The Daily Brief

INDUSTRY

LPL Inks $800 Million Seattle First Asset Management

Samuel Steinberger

Seattle First Asset Management previously worked with Signator Investors.

TECHNOLOGY

Student Loan Advice Solution Overhauled, Plans App

Samuel Steinberger

A finalist at XY Planning Network's 2016 fintech competition, Pay For ED is improving its advisor offering.

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