How Regulations Impact Trust and Transparency for Firms During Times of Uncertainty
Tuesday, May 19, 2020 | 2:00 pm ET / 11:00 am PT
The current crisis has reinforced the importance of trust and transparency across the wealth management industry. Read More
PRESENTER: Andy Wang Global Head of Wealth and Asset Management Salesforce
MODERATOR: David Armstrong Editor-in-Chief and Executive Director of Content and User Engagement WealthManagement.com
The current crisis has reinforced the importance of trust and transparency across the wealth management industry. The upcoming deadline of SEC Regulation Best Interest already had advisors engaging clients differently in this new digital reality. Now, with COVID-19, advisors and firms have the additional challenge of a work from home environment and the need for compliant communications.
In this webinar hear how:
COVID-19 has impacted wealth management firms
SEC Reg BI is reshaping how advisors and firms engage with their clients
Salesforce can help firms respond to this new landscape to better connect with their clients
CFP, CIMA®, CPWA®, CIMC®, RMA® and AEP® CE Credits have been applied for and are pending approval.
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