Wealth Management Daily Memo

NOVEMBER 5, 2019

INDUSTRY

Top Schwab Figures Talk Zero Fees at IMPACT Conference

Patrick Donachie

Charles Schwab, Walt Bettinger and Bernie Clark all took part in the presentation, held at the start of the first full day of the annual conference in San Diego.

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INDUSTRY

SEC Proposes Changes to Advertising and Solicitation Rules

Erick Bergquist

The SEC has proposed updates to the advertising and solicitation rules of the Investment Advisers Act.

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The Role of Alternatives in Retirement

Sponsored by XA Investments

Are you planning for the next 20 years or the next 100 years?

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TECHNOLOGY

United Capital Debuts FinLife CX MarketPlace, As Goldman Exec Takes The Lead

Diana Britton

MarketPlace will provide advisors with links to approved products and services, such as Goldman’s robo, as Goldman Sachs Asset Management’s Rachel Schnoll takes over leadership of the FinLife CX platform.

SPONSORED CONTENT

Brothers, Teammates, and Now, Co-Founder

Sponsored by Schwab Advisor Services

Find out why Mike and Ryan O'Donnell went independent - and how quickly they built their new firm.