Morning Memo
Wealth Management Morning Memo

JULY 19, 2021

TECHNOLOGY

Tricia Rothschild Departs Apex Ahead Of Firm's Public Listing

The longtime Morningstar exec has now departed Apex Fintech Solutions after less than a year formally with the firm.

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REGULATION AND COMPLIANCE

Final Woodbridge Execs Plead Guilty in $1.3B Ponzi Scheme

Dane Roseman and Ivan Acevedo pleaded guilty this week for their roles in the $1.3 billion Ponzi scheme that affected some 9,000 investors.

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ETFS

Fund News Advisors Can Use: Vanguard, BlackRock Bet Big on Personalization

In this week’s fund news, Vanguard and BlackRock take stakes in Just Invest and SpiderRock, respectively; Goldman rolls out its first transparent active equity ETF; and Jacob Asset Management gets into the ETF business.

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REAL ESTATE

Cushioning the Impact of Inflation with REITs

REITs have a track record of performing well during inflationary periods.    

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