Wealth Management Morning Memo

NOVEMBER 3, 2020

INDUSTRY

President Trump's Agenda for the Wealth Management Industry: Four Years Later

Samuel Steinberger

In 2016, WealthManagement.com created a to-do list for the then-President-Elect Donald Trump. With Election Day now upon us, let's look back on how the president fared.

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HIGH NET WORTH

How to Respond if Your Client Asks About Moving Abroad After the 2020 Election

Nuri Katz

Questions about how to leave America are not ones most financial advisors are equipped to answer.

SPONSORED CONTENT

The Evolving Role of Behavioral Finance in 2020

Sponsored by Charles Schwab Investment Management

Explore key findings from 2020’s behavioral finance survey

TECHNOLOGY

ScratchWorks: Two Tech Startups Receive a Combined $5 Million

Davis Janowski

Wealthtech startups ReAllocate and LifeWorks collectively get close to $5 million in funding from financial advisors in Scratchworks' season finale.

REGULATION AND COMPLIANCE

New SEC Amendments Expand Access to Private Markets

Patrick Donachie

Critics worry that the latest rule changes will weaken investor protections by expanding the number of investors who could access the markets yet would be unable to sustain heavy losses.

SPONSORED CONTENT

Dementia Caregiving Could Affect 1 in 3 Clients: Here’s How You Can Help

Sponsored by Transamerica

Clients who take on the role of caregiver will likely be affected financially, emotionally, and professionally.

Wealthies Circle Spotlight

Coaching Women to LIVE FINANCIALLY FEARLESS

Contributed by RFG Advisory

StrongHer Money empowers women with the tools they need to be confident in their financial future.

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The Daily Brief

INDUSTRY

Eaton Vance Completes Acquisition of WaterOak Advisors

Asia Martin

Based in Winter Park, Fla., WaterOak, now named Eaton Vance WaterOak Advisors, manages $2.3 billion in client assets.

SPONSORED WEBINAR

Top Tech Tips for Financial Services Teams Working Remotely

Sponsored by Sage Intacct

Join this webinar on Wednesday, Nov. 4th at 2pm ET / 11am PT (no IT degree required!) to learn how to stay effective no matter where you are located–regardless of kids, pets or other distractions.

INDUSTRY

Bernard Herold & Co. and Lantern Investments Team to Create $2B Firm

Patrick Donachie

The newly-established Herold & Lantern Investments will include more than 60 professionals in offices in New York, New Jersey, Texas and California.

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