Morning Memo
Wealth Management Morning Memo

OCTOBER 3, 2020

Trump's Tax Returns Are a Teaching Moment

What Trump's big tax reveal can teach clients about the value of tax loss harvesting.

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Industry

Advocates Weigh Fiduciary Advice's Future Post-Election

Panelists in a discussion during an awards presentation for Prof. Ronald Rhoades discussed Reg BI's future under a Trump or a Biden administration, as well as whether FINRA should be disbanded.

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Regulation

CFP Board Outlines New Governance Reforms

The changes come in response to the findings of an independent task force report on the board's enforcement practices.

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Practice Management

UBS: New Advisor Workstation To Fully Roll Out Next Summer

Tom Naratil, head of UBS Wealth Management Americas, and other executives, provided updates on several initiatives.

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High Net Worth

NFL Players Lose a Major Retirement Plan Benefit

Players will not receive valuable club contributions to their retirement plans through 2023.

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Practice Management

Things Will Never Be the Same...

But this is not the end of the world as we know it.

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Technology

Seismic Lands $92M In Funding

With its latest series of funding, sales and marketing platform Seismic is now valued at $1.6 billion.

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