Morning Memo
 
Wealth Management Morning Memo

FEBRUARY 14, 2024

REGULATION AND COMPLIANCE

U.S. Treasury Floats New Anti-Money Laundering Rules for RIAs

The Investment Adviser Association is worried the potential rules would duplicate protections that already exist, according to the organization’s general counsel.

FULL ARTICLE

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RETIREMENT PLANNING

SECURE Act 2.0: Q&A

Three experts provide answers to some common questions.

FULL ARTICLE

RIA NEWS

Perigon Buys $425M Prudeo Partners

The deal is Perigon’s first acquisition after selling a minority stake to Karl Heckenberg’s RIA-focused investment venture.  

FULL ARTICLE

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RIA NEWS

Allworth Acquires $300M NorCal RIA

Brennan Asset Management Group becomes Allworth’s 16th office in California.  

FULL ARTICLE

ETFS

January's Busy Month of ETF Launches: Part 2

More than 50 new ETFs debuted in January.

FULL ARTICLE

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