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WealthManagment.com Daily Memo
Wealth Management Daily Memo

AUGUST 23, 2024

REGULATION

UBS Is Latest Facing Cash Sweep Lawsuit

According to the federal complaint calling for a class action, the firm’s policies “maximize profits for UBS while at the same time disregarding its clients’ best interests.”

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SPONSORED WEBINAR
Navigating 2024: Politics, Policies & Portfolios

Sponsored by Morgan Stanley

With persistent fiscal budget deficits, the ever-ballooning national debt and the Tax Cuts and Jobs Act set to expire, the tax bill will come due, no matter who becomes our next POTUS. Join our webinar on September 17th for strategies you can employ now that may help reduce tax implications for your clients come January.
Learn More >
RIA CHANNELS

Merrill Loses $400M Breakaway to Sanctuary, $438M Advisor to RBC

Advisor Katie Medina and her team launch TOVA Wealth, with Sanctuary's support, while John Terrion leaves Merrill to join RBC's Boulder, Colo. office.

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TECHNOLOGY

AI-Focused AlphaTrAI Acquires Anchor Advisory Services

The six-year-old company, led by former LPL exec Bill Dwyer, will integrate its AI capabilities into Anchor's sales enablement platform.

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TECHNOLOGY

WealthStack Roundup: Consultancy Launched by AI Intelligence Risk, Inc.

AI boom increases demand for expertise in compliance, cybersecurity and permissioning; Edward Jones tech milestones; and CHIPS Act-related expansion in Southwest.

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