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JANUARY 11, 2023

REGULATION AND COMPLIANCE

Unlicensed Advisor Sentenced to 6 Years in Prison for $4M Ponzi Scheme

Patrick Donachie

Charles Richard Burgess will go to prison for more than six years for fleecing investors of more than $4 million, while pretending to be a registered investment advisor.

FULL ARTICLE

BUSINESS PLANNING

Four Business Myths Advisors Can Ignore This Year

Penny Phillips

Take these "advisor must-dos" with a grain of salt.

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ESTATE PLANNING

Words of Wisdom from a Tax Court Judge

Anna Sulkin

A judge's role is not writing the laws but applying them as written to the facts.

FULL ARTICLE

RETIREMENT PLANNING

The Biggest Changes for 401(k) Retirement Savers

Suzanne Woolley

Spending bill signed by President Biden includes expanded access to retirement plans, new rules for 529 accounts and student loan payment matching.

FULL ARTICLE

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