The state joins more than a dozen others that have finalized rules based off the model created and passed last year by the National Association of Insurance Commissioners.
The deal represents a continuation of Stratos' acquisition strategy, which is to take non-voting minority interests in RIAs and offer them the same infrastructure that's available to its affiliated advisors.
Creating additional awareness of services and benefits may help more women get on board with using services. As a financial advisor you have an opportunity to help.
Imagine a world where companies were allocated capital not only based on the potential profitability of the investment but on the value that it could provide humanity generally.
Exchange-traded fund issuers have this year launched 115 active products versus just 51 passive funds, the first time active launches have ever outstripped passive.
In today’s market, many advisors don’t realize they are dealing with gambling outcomes, thereby exposing their clients to a gambling risk that continues to grow in severity. This new dynamic makes the mitigation of gambling risk in a portfolio critical and begs the question: Are you rolling the dice with your client’s portfolio? Learn more during this live webinar on June 23rd.
