Join us for a 1.5-hour summit(CE Credit eligible) offering essential insights for advisors considering the leap to independence. With more financial advisors shifting from wirehouses to embrace independence as RIAs—whether by launching their own firms, joining established ones, or adopting a hybrid model—this event provides the tools and knowledge needed to evaluate technology needs and navigate the transition process for success.
Agenda:
SESSION 1 (30 min) 2:00 PM ET – The Essentials of Independence
SESSION 2 (30 min) 2:30 PM ET – Beyond the Breakaway: Designing a Scalable and Sellable Firm
SESSION 3 (30 min) 3:00 PM ET – Building Your Tech Stack
Key considerations before making the transition, including compliance, client communications, and team readiness. Register Now.
Featured Speakers:
Diana Britton - Moderator
Managing Editor
WealthManagement.com
Tammy Robbins
Executive Vice President and Chief Business Development Officer
Cambridge Investment Research, Inc.
SPONSORED BY:
SESSION 2 (30 min)
2:30 PM ET – Beyond the Breakaway: Designing a Scalable and Sellable Firm
Breaking away is just the start—scaling and selling your firm begins with smart real estate decisions. Should you rent or own? How do lease terms impact growth? This session explores the often-overlooked nuances of securing the right space and its long-term impact on your firm's success. Register Now.
Featured Speakers:
Manny Laws
Vice President, Emerging Solutions
LPL Financial
Kimberly Sanders
Senior Vice President,
Head of Emerging Solutions
LPL Financial
Shannon Rosic- Moderator
Director of WealthStack Content & Solutions
WealthManagement.com
SPONSORED BY:
SESSION 3 (30 min)
3:00 PM ET – Building Your Tech Stack
What tools and solutions are essential for a smooth transition and ongoing operations? Discover must-have technology to set your practice up for success today and beyond. Register Now.
CFP, CIMA®, CPWA®, CIMC®, RMA®, and AEP® CE Credits
have been approved for 1.5 credit hours
Not able to attend the live event?
Archived versions of webinars from WealthManagement.com are available
for viewing On Demand shortly after broadcast. Register todayand you will
receive an email with login instructions as soon as the replay is available.
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