Wealth Management Daily Memo

MARCH 22, 2019

RETIREMENT PLANNING

Wanted: Near-Retirement Strategies

Ben Thomason and Brian Muench

The marketplace needs better strategies and workplace systems when it comes to post-401(k) money management options.

REGULATION AND COMPLIANCE

Merrill Lynch Hit with $8 Million Fine Over Abusive ADR Practices

Diana Britton

The SEC has reeled in over $370 million in settlements over similar claims.

SPONSORED CONTENT

New White Paper: Running an Advisory Business: Costs, Challenges and Opportunities

Sponsored by FTJ FundChoice

Read this white paper to learn more about the steps advisors can take to build stronger front and back office practices.

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EQUITIES

Trump Tariffs Vex Investors; Here’s the Proof

Matthew A. Winkler

Stock-market turbulence betrays doubt about the prospects for corporate America.

SPONSORED CONTENT

Are your clients getting the growth opportunity and protection they need?

Sponsored by New York Life

A variable annuity with an accumulation benefit rider may provide more growth and downside protection than a variable annuity with a withdrawal benefit rider.

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