Morning Memo
Wealth Management Morning Memo

MARCH 2, 2021

INDUSTRY

Wealth Enhancement Group Buys $1.75B North American Management

Wealth Enhancement Group’s newest acquisition, North American Management, bolsters its ultra-high-net-worth and trust services.

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REGULATION AND COMPLIANCE

SEC Settles With Broker Who Used Aliases to Defraud Clients

Christopher Fulco was sentenced to three years in prison after pleading guilty to wire fraud, mail fraud and securities fraud in Montana federal court.

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SPONSORED CONTENT

From Support to Superglue

How bill pay activities add value to high-net-worth client relationships.

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MARKETING

How to Market your Financial Advisory Firm in a Commoditized Wealth Management World

Be honest about how well the “set it and forget it” approach works in investing—and how investment management is just a small part of what clients pay you for.

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HIGH NET WORTH

What To Do When You Find Susan B. Anthony In Your Attic

Three steps to help clients who discover unexpected treasure.

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SPONSORED WEBINAR

Navigating Your Biggest Business Decision

Join us for a three-part educational series as we help you navigate the many issues, tradeoffs, and opportunities available to you as you look to the next chapter in your career. A complimentary valuation will be offered from the Mercer Advisors experts to webinar registrants. Webinar 1 begins March 9th at 2pm ET / 11am PT.

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Wealthies Circle Spotlight

Unity Wealth Platform

Leverage your data to get direct insight into all client accounts for personalized service and advice.

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VISIT THE WEALTHIES CIRCLE