Morning Memo
 
Wealth Management Morning Memo

DECEMBER 30, 2022

TECHNOLOGY

WealthStack 2022 Review: Industry Consolidation

Many of the big wealthtech players satiated their desire to get bigger this year. Here are some of the most significant deals that occurred in the space.

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INDUSTRY

Lost in Arbitration

Pro-bono law clinics for small clients and low-value claims help keep the brokerage industry honest. But funding has run out, and they are getting harder to find.  

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RESOURCE CENTER

What Firms Can Do to Attract Advisors to Join Their Firm

Respondents feel they should receive more support in the following areas.  

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EQUITIES

Do Short Sale Costs Explain Anomaly Returns?

Research shows short sellers are informed market participants, and stocks with the highest lending fees for short sellers still earn abnormally low returns.

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REAL ESTATE

Number of Real Estate Interval Funds Grows, Offering Individual Investors Greater Access to CRE

PIMCO’s Flexible Real Estate Income Fund is the latest example of this strategy.  

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RESOURCE CENTER

Dividend Growth Investing Insights

Strategies focused on companies with the longest records of consistent dividend growth.

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Podcasts

MINDY DIAMOND ON INDEPENDENCE

10 Emerging Advisor Trends for 2023

Mindy Diamond and Louis Diamond share predictions for 2023 regarding recruiting, deals, mergers and acquisitions and more.

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RIA EDGE PODCAST

Savant’s Brent Brodeski on How M&A Is Accelerating the Evolution of Advice

The Savant Wealth Management CEO details the firm's growth strategy and its objective to extend advice to millions of new investors.

Sponsored by Schwab Advisor Services
  

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WHITE PAPER

"Use" Tax Tips for Large Overseas Purchases

Overseas purchases can get you in hot water with tax authorities.

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