Morning Memo
Wealth Management Morning Memo

JANUARY 8, 2021

INDUSTRY

Wells Fargo Advisors to Exit All International Business

Wells Fargo advisors will no longer be able to service clients abroad, according to a company memo.

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ADVISOR CHANNELS

Integrated Advisors Network Builds Out Pathway for Breakaways

RIA support platform Integrated Advisors Network has acquired consultants ReDefine Independent Advisors in an effort to build out a more dedicated offering for breakaway wirehouse advisors.

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REGULATION AND COMPLIANCE

FINRA Postpones In-Person Arbitration, Mediation Until April 2

The agency has continued to push back the resumption of physical arbitration and mediation proceedings because of COVID-19, though hearings can be held via teleconferencing or Zoom.

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WEALTHIES CIRCLE PODCAST

Ric Edelman on Succession Planning in Wealth Management

Ric Edelman details the succession planning that financial advisors should be doing in order to keep up with the changing industry.

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Wealthies Circle Spotlight

49 Financial Furthers Growth Goals With TAN

Hear why 49 Financial CEO Travis Penfield chose TAN based on alignment of shared values.

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VISIT THE WEALTHIES CIRCLE