A slate of new appointees, including investor advocate Barbara Roper, shows chair Gary Gensler moving away from the traditional revolving door with industry to staff up the agency, and that could impact advisors, say SEC observers.
Matthew Enyedi, managing director at LPL Financial, describes the many ways in which LPL assists its advisors to run their businesses more efficiently.
Disruption will define this decade. Join this webinar on Sept. 9th at 4:15pm ET / 1:15pm PT for a discussion that will cover growth strategies wealth providers should focus on, actions to future-proof your growth models, and how fintech can help you execute your strategies successfully.
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